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Communication Research Methods
Types of Communication Research Differences Between Qualitative and Quantitative Research Methods Qualitative Research Methods Quasi-Quantitative Research Methods: Pretesting Messages and Materials Quantitative Research Methods Additional Research Methods
Research into intended audiences’ culture, lifestyle, behaviors and
motivations, interests, and needs is a key component to a health communication
program’s success. This section describes communication research methods
commonly used throughout program planning. See the chart Types of Research and
Evaluation for more detail about research conducted in each of the stages of
health communication program planning.
Most programs use more than one research method. For example, conducting
exploratory focus groups with an intended audience at the start of program
planning can orient you to the types of approaches, messages, and channels that
are most likely to be successful with a particular group. In some cases, focus
groups might be augmented with in-depth interviews to learn more about intended
audience members’ motivations. Later, messages and materials might be
pretested approximate how an individual would encounter them in "real
life." Theater-style testing also approximates reality, using a simulated
television-viewing environment. Clearly, some methods are better suited to
specific purposes than others. Using multiple methods can help ensure that you
get an accurate picture of your intended audience members and their likely
responses to your program.
There are two basic types of research you might conduct with intended audiences:
qualitative and quantitative. You will use methods from one of these two types
depending upon what you want to learn. See the sidebar below, Qualitative
Versus Quantitative Methods, for common distinctions between qualitative and
quantitative research.
| Qualitative Versus
Quantitative Methods |
| Qualitative |
Quantitative |
| Provides depth of understanding |
Measures level of occurrence |
| Asks "Why?" |
Asks "How many?" and "How
often?" |
| Studies motivations |
Studies actions |
| Is subjective; probes individual
reactions to discover underlying motivations |
Is objective; asks questions without
revealing a point of view |
| Enables discovery |
Provides proof |
| Is exploratory |
Is definitive |
| Allows insights into behavior and
trends |
Measures levels of actions and trends |
| Interprets |
Describes |
| Note.
From Methodological Review: A Handbook for Excellence in Focus Group
Research by M. Debus. Copyright 1988 by The Academy for
Educational Development, Washington, DC. Reprinted with permission. |
In this section, you will learn when to use each type of research, how to
conduct research with members of your intended audience, and how you can use
the data you collect to inform your project. Qualitative, quasi-quantitative,
and quantitative research methods are discussed separately.
Qualitative Research
Use qualitative research methods when:
-
You are planning a communication program and developing materials for it
-
When the goal of your research is to explore a topic or idea
-
When the goal of your research is to gain insights into an intended audience’s lifestyle, culture, motivations, behaviors, and preferences
Conduct qualitative research by:
-
Selecting a small group of people chosen for particular characteristics
-
Convening a discussion (i.e., a focus group or in-depth interview) or observing individuals’ behaviors in schools, malls, supermarkets, etc.
-
Keeping the discussion fairly unstructured, so that participants are free to make any response and are not required to choose from a list of possible responses
-
Choosing which question to ask next based on your participants’ previous responses
Qualitative research results cannot be:
-
Quantified or subjected to statistical analysis
-
Projected to the population from which the respondents were drawn because participants are not selected randomly (to be representative of the population as a whole) and because not all participants are asked precisely the same questions
Quantitative Research
Use quantitative research methods when:
-
You are planning a communication program (e.g., to measure the prevalence of a particular behavior) or assessing a program already in place
-
The goal of your research is measurement of particular variables Conduct quantitative research by:
-
Selecting a large group or groups of people
-
Using a structured questionnaire containing predominantly forced-choice or closed-ended questions
Quantitative research results can be:
-
Analyzed using statistical techniques
-
Considered representative of the population from which the respondents were drawn if each person in the population had an equal chance of being included
Use qualitative research methods during the following parts of your program:
-
Stage 1—to find out more about your intended audiences and to learn what the priorities and approach should be for trying to influence their awareness, knowledge, attitudes, intentions, or behaviors
-
Stage 2—to determine whether your materials communicate the intended messages effectively and persuasively
-
Stage 3—to understand why the program is or isn’t working as expected
-
Stage 4—to learn more about what worked and what didn’t, and why certain outcomes occurred
| Types of Research and
Evaluation |
| Stage |
Type of Research/Evaluation |
Benefits |
| Stage 1 |
Consumer Research, Market Research |
|
| Planning and Strategy Development |
Provides information on the problem,
intended audiences, and barriers to and opportunities for change |
Answers questions such as:
What dimensions of the health problem do we need to address?
How should the population be segmented and which intended audience should be
targeted?
What are the best ways of reaching the intended audience?
What benefits would be credible and appealing to the intended audience?
What images should be conveyed?
What barriers need to be overcome?
What actions can the intended audience take? |
| Stage 2 |
Pretesting |
|
| Developing and Pretesting Concepts,
Messages, and Materials |
Assesses reactions to proposed
messages or materials |
Tests and refines messages and
materials prior to production |
| |
Pilot or Field Testing |
|
| |
Assesses program activities in limited
areas and/or time periods |
Tests and refines activities prior to
full-scale implementation |
| Stage 3 |
Process Evaluation |
|
| Implementing the Program |
Documents and assesses implementation;
quantifies what was done; when, where, and how it was done; and who was reached |
Identifies areas for improvement as implementation proceeds
Documents progress of implementation |
| Stage 4 |
Outcome Evaluation |
|
| Assessing Effectiveness and Making
Refinements |
Measures whether, and to what extent,
a program or activity had the planned effects |
Documents the extent of the
campaign’s success or failure
Documents success to support replication
Determines any need to improve the existing program or future efforts |
| |
Impact Evaluation |
|
| |
Measures whether, and to what extent,
a program contributed to long-term goals |
Is not often used for health
communication activities (improving health status usually requires multifaceted
approaches—e.g., communication plus changes in health care service
delivery and relevant policies—and it is generally not possible to
isolate a particular communication program’s contribution to achieving
longer-term goals) |
Focus groups and in-depth interviews are the most common methods used in
qualitative communication research. However, there are many innovative methods,
some described here, that can help you learn about an audience. Because the
methodologies for each are very similar, they are discussed together here,
using instructions for focus groups as a guide.
About Focus Groups
Working from a discussion guide, a skilled moderator facilitates a 1- to 2-hour
discussion among 6 to 10 participants, which can be conducted either in person
or by telephone (ideally in person). The moderator keeps the session on track
while participants talk freely and spontaneously. As new topics related to the
material emerge, the moderator asks additional questions to learn more.
Common Uses
-
Developing a communication strategy:
-
Learning about feelings, motivators, and past experiences related to a health topic
-
Exploring the feasibility of various potential actions (from the intended audience’s viewpoint)
-
Identifying barriers to those actions
-
Exploring what benefits the intended-audience members find compelling and what results they expect from taking a particular action
-
Learning about the intended-audience’s use of settings, channels, and activities
-
Capturing the language used by the intended audience to discuss issues
-
Exploring reactions to message concepts (concept testing):
-
Identifying concepts that do or do not resonate and understanding why
-
Triggering the creative thinking of communication professionals
-
Illustrating to others how the intended audience thinks and talks about a health issue
-
Developing hypotheses (or broad issues) for quantitative studies and identifying the range of responses that should be included in closed-ended questionnaires
-
Providing insights into the results of quantitative studies by obtaining in-depth information from individuals typical of the intended audience to help understand why individuals responded in certain ways
Pros
-
Group interaction can help elicit in-depth thought and discussion.
-
Group interaction can help with brainstorming because respondents can build off one another's ideas.
-
Moderators have considerable opportunity to probe responses.
-
Focus groups yield richer data than surveys about the complexities of an intended audience’s thinking and behavior.
Cons
-
Findings are not generalizable to the population.
-
Focus groups can be labor intensive and expensive, especially if sessions are conducted in multiple locations.
-
Group responses do not necessarily reflect individuals’9 opinions because some individuals in the group may dominate the discussion or may influence others’ opinions.
-
Each person is limited to about 10 minutes of talking.
| Working With Market Research
Professionals |
You may need to hire or contract with
two kinds of market research professionals as you design, conduct, and analyze
your concept and materials testing:
1. Someone to design the research and data instruments (e.g., questionnaires,
discussion guides, screeners), to analyze the results, and to prepare a report
2. A vendor to handle the fieldwork (i.e., recruiting and hosting focus groups;
administering telephone, mail, or in-person surveys)
|
Ideally, these professionals will have
a background in health communication or, if not, a background in marketing or
advertising research. You can get the best service from these professionals by:
-
Providing clear research objectives and appropriate background information, including
the creative brief.
-
Learning enough about common communication research methods to understand their strengths and limitations, so that you don’t ask for more than a given method can deliver (e.g., asking, "What percentage of the American public does that represent?" when a focus group study was conducted).
-
Letting market researchers’ expertise guide your selection of methods. Rather than saying, "We want to focus test this," explain your research objectives, timing, budgetary constraints, and any additional factors (such as the need for a publication to be tested with people from a wide range of cultures). Then let the experts propose methods to you and explain their rationale.
-
Being realistic about timelines, quantity of information, materials to be tested at one time, and the level of "proof" you need. Pretesting is diagnostic; it can provide guidance on what needs to be improved, but it can’t tell you how successful something will be. Other factors, such as the final production of your message, the number of people who see it, the frequency with which it is seen, and the presence of competing messages will all influence your message’s success.
-
Recognizing that there are inherent differences between testing advertising and other commercial communication materials versus testing health communication materials, even if the channel and activity (e.g., a television spot) are the same. Individuals trained in commercial concept development and copy testing will be able to draw on their commercial experience for selecting the appropriate methodology. However, they often have little experience assessing reactions to complex health messages; they are more familiar with assessing efforts to direct an existing behavior toward use of a particular product brand than with assessing efforts to completely change a behavior.
|
| Sometimes, one individual or
organization can play both roles; at other times, you may have internal staff,
a consultant, or staff at a health communication firm to handle the first role
but contract externally for the second. The American Marketing
Association’s Green Book lists suppliers and services
geographically throughout the United States. Other sources include the
Marketing Research Association, the Association of Public Opinion Researchers,
the Qualitative Research Consultants Association, and faculty at university
departments of marketing, communication, health education, psychology, and
sociology. |
About
In-Depth Interviews
The process, benefits, and drawbacks of in-depth interviews are similar to those
of focus groups, except that the interviewer speaks with one person at a time.
In-depth interviews can take place at a central facility or at the
participant’s home or place of business. As with focus groups, when
individual interviews cannot be conducted in person, they can be conducted by
phone or over the Internet. Although these interviews are more time intensive,
one of their key benefits is that each respondent is isolated from other
respondents and therefore not influenced by what others say.
How to Design and Conduct a Focus Group or In-Depth Interview Study
To design and conduct a qualitative research study, complete the following
steps.
Plan the Study
Determine the following:
-
What you want to learn. Determine the objectives of your study at the outset, and then check to make sure that the moderator’s/interviewer’s guide includes lines of questioning that will provide the answers.You may also use the objectives to help analyze the results of the discussions and to organize the focus group or in-depth interview report.
-
When you need to have that information.
-
How you will apply what you learn. It is important to decide how you will use your focus group or in-depth interview results before you conduct your study.
-
Your budget.
-
Your criteria for who should participate.
Select people who are:
-
Typical of your intended audience (the same behavioral, demographic, and psychographic characteristics).You may want to conduct separate groups with "doers" (those who already engage in the desired behavior) and "nondoers" (those who do not) to help identify what actions the doers take, and why, so that those approaches can be explored with the nondoers.
-
Not experts. Exclude market researchers and advertising professionals (because of their familiarity with the methodology) and those who have, or might be perceived by other group members as having, expertise in the subject matter (e.g., exclude health professionals from focus groups when the topic is a health issue).
-
Relative newcomers to focus groups or interviews, so that their reactions will be spontaneous. This will help you avoid "professional" respondents (i.e., those who have participated in many previous focus groups or individual interviews before) who may lead or monopolize the discussion.
-
The number of groups you will convene.
-
Divide participants into different focus groups based on their gender, race, age, level of formal education, or any other variable likely to hinder their freedom of expression (e.g., teenage girls will be more comfortable discussing sexual activity if teenage boys or college-age women are not in the group).
-
Conduct a minimum of two focus groups with each intended audience segment (e.g., if you are conducting separate groups with men and women, you will need at least four groups–two with men, two with women). If intended audience perceptions vary or the audience feedback is unclear, you may want to conduct additional groups with each segment, especially if you revise the discussion guide to more fully explore unresolved issues.
-
If you are using in-depth interviews, conduct approximately 10 interviews per intended audience segment. If common themes do not emerge or the interviews, especially if you revise the interview guide in between interviews.
Choose the Location
You can convene focus group discussions or in-depth interviews in a variety of
ways:
-
Commercial focus group facilities can recruit participants for you (for both focus groups and interviews) and offer audio and video recording equipment as well as observation rooms with one-way mirrors for viewing. However, these facilities are usually available only in larger metropolitan areas.
-
Teleconference services can set up telephone focus groups for you. Most allow observers to listen without being heard, and some provide remote viewing programs to allow the moderator to see a list of participant names (with a symbol next to the one currently speaking) or notes sent in by a technician from observers listening to the call. Some teleconference services can recruit participants; with others, you will have to recruit participants or contract with a recruiter separately.
-
You can also conduct focus groups or in-depth interviews in meeting rooms at churches, office buildings, or other locations. If an observation room with a one-way mirror is not available, staff may still listen in through speakers hooked up in a nearby room or by audiotaping or videotaping the session. In some cases, one or two quiet observers may be allowed in the room to take notes.
See the sidebar Pros and Cons of Different Formats below for the advantages and
disadvantages of different formats for focus group and in-depth interview
research.
| Pros and Cons of Different
Formats |
| Format |
Pros |
Cons |
| Face-to-Face |
|
|
| Moderator/interviewer and participants
are in one room, usually around a table; observers (members of the research
team) are behind a one-way mirror |
Can assess body language If
videotaped, can share with others who couldn’t attend
Have participants’ undivided attention |
Responders lose some anonymity
Higher travel expenses due to multiple locales
Usually excludes people in rural areas or small towns |
| Telephone |
|
|
| Moderator/interviewer and participants
are on a conference call; observers listen in |
More convenient for participants and
observers
Can easily include people in rural areas, in small towns, and who are homebound
For professional groups, may be easier to gain participation because it is less
likely participants will know each other
Relative anonymity may result in more frank discussion of sensitive issues |
Can’t assess nonverbal reactions
More difficult to get reactions to visuals (although they can be sent ahead of
time)
Participants can be distracted by their surroundings |
| Internet Chat Sessions |
|
|
| Moderator and participants
"chat"; observers watch |
Complete record of session instantly
available
Relative anonymity may result in more frank discussion of sensitive issues |
Only useful for participants
comfortable with this mode of communication
Relatively slow pace limits topics that can be covered
No way to assess if participants meet recruitment criteria
Can’t assess body language or tone of voice
More difficult to get reaction to visuals |
Draft a Recruitment Screener
A recruitment screener is a short questionnaire that is administered to
potential participants, typically by telephone, to ensure that they meet the
criteria you developed during step 1. Ideally, the screener should help you
exclude participants who are already familiar with the specific subject of the
sessions, or who know each other. If participants know the subject in advance,
they may formulate ideas or may study to become more knowledgeable about the
subject than the typical intended audience member. If participants know each
other, they may speak less freely. See Appendix A
for a sample screener.
Recruit Participants
Recruit participants by telephone one to three weeks in advance of the sessions.
You can identify potential participants in different ways depending upon the
type of people you are seeking and the resources you have available. Identify
members of the public through focus group facility databases, by running an ad
in a local publication, by working with community organizations, or by using
the phone book (although the latter will be extremely time consuming if you
have stringent recruitment criteria). Identify professionals through a relevant
association or mailing list service or through a focus group facility’s
recruiting databases. Depending on your budget and internal resources, you may
choose to recruit in one of the following ways:
-
Use your own organization’s staff to recruit participants.
-
Hire a focus group facility or independent recruiter (to identify such facilities, consult a directory such as the American Marketing Association’s
Green Book or the Marketing Research Association’s Blue Book). If you have many facilities and recruiters to choose from, consider getting recommendations from local corporations or organizations that conduct qualitative research.
-
Get help from a university marketing research or advertising class.
-
Work through gatekeepers such as teachers (for students), health care providers (for patients, physicians, or nurses), religious institutions or community organizations (a small donation may encourage them to participate), and instructors of English as a second language.
Regardless of how the recruiting is done, ensure that the screener is followed
carefully so that only individuals who qualify for participation will be
included.
| Contracting With Commercial Facilities |
Before you contract with a commercial
facility to conduct in-depth interviews or focus groups, prepare a
specification sheet detailing all of the services you need and, if you will be
asking the facility to recruit, a profile of your intended audience. Vendors
will use this information to estimate the cost of the project and to develop
bids.
Decide whom to approach by using the following checklist to determine which
vendors will fit your needs. Each vendor should provide the following
information:
-
Descriptions of past projects
-
Descriptions of, or a list of, clients
-
Location of facility (Is the facility conveniently located? Is parking available? Is the facility accessible by public transportation? If not, does vendor provide transportation assistance, such as taxi money or van service? What does this add to cost?)
-
Diagram of table/seating arrangement (What size and shape are tables? Rooms?)
-
Description of the size and features of observation rooms
-
Details about audio and video recording arrangements and costs
-
Details about food arrangements for participants and clients
-
Description of moderator services
-
Description of recruitment methods and geographic coverage
-
Recommendations for participant incentives
-
Reasonable rates for the services they will provide (ask for nonprofit rates, if appropriate)
|
Getting People to Show Up
To ensure that enough people show up, offer an incentive (usually money) and
recruit two or three more people than you actually need. If all show up, select
those who best fit the screening criteria, thank the extra participants, give
them the agreed-upon incentive, and dismiss them. Other ways to increase
participation include:
-
Scheduling sessions at times that are convenient for your potential participants (e.g., at lunch or after work)
-
Choosing a safe and convenient site with easy parking
-
Providing transportation (or reimbursement for agreed-upon transportation costs)
-
Arranging for childcare, if necessary
-
Letting them know you will be serving refreshments
Recruiting Patients and Their Families
Recruiting patients and their families requires special consideration. Contact
clinics, hospitals, or local HMOs for help and make adequate plans to ensure
that the participants and their family members are not inconvenienced or upset.
Some organizations may require institutional review board (IRB) approval of
your research. Gaining IRB approval is often a long process, so be sure you
check with the organization early in the planning stage of your study to find
out whether you will need IRB approval.
Recruiting for Telephone Interviews
If you are recruiting for in-depth interviews to be conducted on the telephone,
create a spreadsheet that includes spaces for the following information about
each potential participant:
-
Time zone in which the person is located
-
Date, time, and telephone number at which he or she should be called for the interview
-
Disposition of each call (e.g., scheduled an interview, no answer, busy, refused)
Develop a Moderator’s Guide
The moderator’s guide tells the moderator what information you want from
the groups and helps him or her keep the discussion on track and on time. It is
only a guide, however. During the focus groups, experienced moderators flow
with the conversation, asking questions in the prescribed language and sequence
when possible but sometimes deviating from the guide to avoid awkward
transitions or unnecessary back-and-forth between topics.
Before you draft the moderator's guide, answer the following questions:
-
What do we want to learn from the focus group?
-
How will we apply what we learn?
-
What tools (e.g., descriptive information, message concepts, or other draft creative work) will we need to provide?
Then, write questions for the guide that relate to the purposes you have
identified. Make most questions open-ended so that participants can provide
more in-depth responses than just "yes" or "no," but make sure
the questions are not leading. This will help you get answers that reflect
participants’ true feelings and not what they think you would like to
hear. The amount of time and depth of questions devoted to each issue should
reflect the value of the issue to the research. See Appendix
A for an example of a moderator’s guide.
Do not include questions for group discussion when you need individual
responses. However, you can have the moderator give self-administered
questionnaires to each participant to be completed prior to conducting a focus
group, or participants can be asked to individually rank items on
paper—such as potential actions, benefits, or message
concepts—during a group to obtain both individual and group reactions.
| Working With Community Organizations to
Conduct Focus Groups |
|
Once you have identified potentially cooperative community groups (see the
following sidebar for a list of groups you might approach), contact an official
within each group (e.g., the president or program director) to request
cooperation. You may make these initial contacts by telephone and follow up
with a formal written request that includes the following:
-
Description of your agency or organization
-
Description of the material/topic to be discussed and its purpose
-
Details regarding the participants to be recruited and how you will protect their confidentiality
-
Outline of the activities involved
-
Incentives you are offering the organization and the participants
-
Detailed explanation of why the organization official should not reveal details about the nature of the discussion to participants in advance, unless the organization is to recruit participants
-
If and how you will share the information learned
Once you have an agreement with a community organization, decide how you will
recruit participants. One possibility is to conduct your research as part of
the group's regularly scheduled meeting.
The advantages of this approach are:
-
Little extra effort is required to recruit participants.
-
You may need to provide only minimal or no incentives.
-
The group’s regular and familiar meeting place can be used.
The disadvantages of this approach are:
-
You have little control over the number of people who will come or the composition of the group.
-
It is difficult to place a 1- to 2-hour focus group on the agenda of a regularly scheduled meeting.
-
Many organizations set their calendars months ahead of time (it may be difficult to schedule the focus group within a reasonable time frame).
An alternative is to recruit the group’s members to a special meeting.
Schedule this meeting immediately before or after the group’s regular
meeting to make it most convenient for the participants. If you use this
alternative, contact members in advance on behalf of the group and ask them to
participate. A person from the community group can also ask others to
participate. To ensure that participants attend and stay through the whole
meeting, let them know in advance that you will be providing refreshments
(assuming that you are doing so).
The advantages of recruiting participants to a special meeting are:
-
It provides an opportunity to screen participants on relevant characteristics and to eliminate market researchers or other experts who should not participate.
-
It helps reduce participant fatigue because the entire meeting will be devoted to your research.
If you recruit participants yourself, you will have more control over what the
participants are told about the focus group, and you will be able to screen
potential participants to make certain that they fit special intended audience
characteristics. However, recruiting participants takes a significant amount of
time, and it is possible that people would be more likely to participate if
asked by someone whom they know.
If the member organization recruits participants, it is essential that you
provide the recruiter with detailed instructions for carrying out the task.
These instructions must include a written description of the focus group topic,
which should be read to potential participants verbatim, and a questionnaire to
screen participants on relevant criteria.
|
Conduct the Focus Groups
Focus groups typically begin with the moderator welcoming participants and
briefing them on the process (e.g., all opinions welcome—there are no
right or wrong answers; the presence of audio- and videotaping and observers;
the importance of speaking one at a time; confidentiality). Participants
introduce themselves to the group by first name, usually including some
information relevant to the topic of discussion (e.g., number of years with
glaucoma, amount/type of insulin used each day). Next, the moderator asks a few
simple "ice-breaker" questions to help participants get used to the
group process and to reduce participant anxiety. This also helps the moderator
develop rapport with the participants.
| Examples of Community Organizations to
Contact for Help Recruiting Participants |
American Legion
B’nai B’rith Women
Business groups
Jaycees
Junior League
Knights of Columbus
League of Women Voters
Lions Club
NAACP
National Council of Negro Women
National Urban League
Parent Teacher Associations
Religious organizations
Rotary Club
Schools
Senior citizen centers
Unions
Veterans of Foreign Wars
YWCA/YMCA |
Continuing to follow the moderator’s guide, the moderator manages the
group and ensures that all topics are covered without overtly directing the
discussion. Participants are encouraged to express their views and even
disagree with each other about the discussion topics. The moderator does not
simply accept what participants say but probes to learn more about
participants’ underlying thinking and attitudes. The moderator also seeks
out opinions from all participants so that all are heard and a few do not
dominate the discussion.
Near the end of the discussion, the moderator will often give participants an
activity or simply excuse him- or herself from the room for a moment to check
with the observers and obtain any additional questions. Alternatively or
additionally, notes can be sent in to the moderator while the group is in
process if the observers would like different questions asked or other changes
made to the group.
One advantage of focus group methodology is that the moderator’s guide,
and any materials presented, can be revised between groups if necessary.
Analyze Results
The easiest and most thorough way to analyze focus groups is by reviewing
transcripts, although groups can also be analyzed (albeit less thoroughly) by
reviewing notes taken during the discussion. In many analyses, the goal is to
look for general trends and agreement on issues. At the same time, it is
important to note divergent opinions. Don’t ignore individual comments
that raise interesting ideas or concerns such as lack of cultural sensitivity
or difficulty in comprehension. In some instances, the goal is to capture the
range of opinions about an issue, rather than to look for evidence of agreement
or consensus.
Avoid counting or quantifying types of responses (e.g., "75 percent of
participants preferred concept A"). Attempting to quantify the
results—or suggesting in other ways that they represent the opinions of
the intended audience as a whole—is inappropriate for qualitative
research.
Some commonly used communication research methods, such as central-location
intercept interviews and theater tests, are best termed quasi-quantitative.
While these methods are used in situations in which the goal is measurement and
typically involve a questionnaire with mostly forced-choice questions, the
results cannot be projected to the population as a whole (as with true
quantitative surveys) because of the way in which participants are selected.
For centrallocation intercept interviews, the only people who have a chance to
participate are those who go to the location where the interviews are being
held and who go there during the times they are conducted; this is not a truly
representative sample of the intended audience. For theater tests, the only
people who have a chance to participate are those who are recruited for the
test, and recruitment does not follow a truly representative sampling design.
Quasi-quantitative methods are most often used during Stage 2 to pretest
messages and materials. If your intended audience is geographically dispersed
or it is difficult for them to get to a central facility, you can use telephone
interviews and send participants any materials in advance. This type of pretest
typically resembles an in-depth interviewing project in price and number of
interviews, although there may be more closed-ended questions and the question
sequence may be adhered to more closely.
| The Moderator's Role |
|
The moderator does not need to be an expert in the subject of your research but
must have experience facilitating group discussions. A good moderator builds
rapport and trust and probes, without reacting to or influencing, participants'
opinions. The moderator must be able to lead the discussion and not be led by
the group. He or she must emphasize that there are no right or wrong answers to
the questions that are posed. A good moderator understands the process of
eliciting comments, keeps the discussion on track, and figures out other ways
of approaching a topic if the first way is unproductive. Good moderators
understand what you are looking for and what you need to do with the
information, and they are able to probe and guide the discussion accordingly.
Go over the guide with the moderator to point out any topics or concerns you
want emphasized or discussed in depth. By the end of the focus group or
interview, the moderator should ensure that all agreed-upon topics are covered
sufficiently.
If your organization plans to conduct focus groups regularly, consider hiring a
skilled, experienced moderator to train your internal staff to moderate focus
groups. Use local advertising agencies, the American Marketing Association's
Focus Group Directory, or the Qualitative Research Consultants Association to
identify a good moderator.
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| Using Software to Analyze Qualitative
Data |
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If you have conducted a large number of focus groups or interviews with many
intended audience subsets-and are interested in analyzing results by different
cultural groups, age groups, or economic groups within the overall respondent
population-you may want to use computer software to do a comparative analysis
of your results. If your results are from only a few groups, however, computer
analysis will be too time consuming to benefit your program. Be sure to
supplement computer analysis with "human" analysis, since the strength of
qualitative research is that it can uncover unexpected human reactions that
software cannot properly capture or weigh.
Before you decide to use computer software to analyze your qualitative data,
assess the following advantages and drawbacks of this type of analysis.
Advantages
-
The ability to highlight sections of the transcript that are important to the project and to eliminate "noise" or sections of the transcript that are not important to answering your research questions (of course, a wordprocessor's cut-and-paste functions can also accomplish this).
-
The ability to quickly access and compare information on one topic or questions across several transcripts.
Disadvantages
-
You must tape all interviews
-
It costs time and money to transcribe focus group sessions and in-depth interviews.
-
Coding the transcripts is both time intensive and expensive. If more than one person will be coding, you will need to train the coders, periodically assess intercoder reliability, and retrain as necessary.
-
While all comments on a particular topic can be gathered, they are taken out of context in the process. Sarcasm and other tonal characterizations may be lost.
-
Analysis by software will help you organize information, but will also produce overwhelming amounts of paper.
Steps
If you decide to use software to analyze your qualitative data, follow these
steps:
-
Transcribe the focus group discussions or interviews into an electronic format that can be read by the analysis software. If you decide to use qualitative data analysis software, check the requirements of the package you choose.
-
Develop and apply the codes you will use to organize the information in the transcripts. A code is a word or number that represents a research objective, research question, theory, or idea you are testing. The codes you develop will be unique to your research. For example, if your first research question is to find out how many vaccine shots a parent is willing to give his or her infant, you might code all lines of your transcript that include comments on that question as "A,"' signifying that they correspond to your first research question. Applying the code requires that you review the transcripts and use a mouse to indicate on the computer screen all the lines of the transcript that pertain to that code word.
-
Generate reports using the codes you developed. To do this, you instruct the program to search for a particular code or a combination of codes. The program then presents a single report showing all the lines of the transcript bearing the requested codes.
For a complete review of qualitative data analysis software, refer to Computer
Programs for Qualitative Data Analysis: A Software Sourcebook, by Eben
A. Weitzman and Matthew B. Miles, 1995, Thousand Oaks, CA: Sage. A new edition
of this book is due out in 2002.
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Central-Location Intercept Interviews
Central-location intercept interviews consist of stationing interviewers at a
point frequented by individuals from your intended audience and asking the
individuals to participate in a study. If they agree, they are asked specific
screening questions to see whether they fit the study criteria. If so, the
interviewer takes them to the interviewing station (a quiet spot at a shopping
mall or other site), shows the pretest materials, and then administers the
pretest questionnaire.
For intercept interviews to be effective, you must obtain results from a minimum
of 60 to 100 respondents from each intended audience segment you want to test.
Pros
-
You can connect with harder-to-reach respondents in locations convenient and comfortable for them.
-
The interviews can be conducted quickly. (The interview should be no longer than 15 to 20 minutes.)
-
The interviews are a cost-effective means of gathering data in a relatively short time.
-
If you choose an appropriate location, you will increase your chance to interview respondents who are among your intended audience.
Cons
-
You must train interviewers.
-
Your results are not representative or generalizable.
-
Intercept interviews are not appropriate for sensitive issues or potentially threatening questions.
-
Intercept interviews do not allow you to probe easily for additional information.
Central-location intercept interviews should not be used if respondents must be
interviewed in depth or on emotional or sensitive subjects. The intercept
approach also may not be suitable if respondents are likely to be resistant to
being interviewed on the spot. In cases in which central-location intercepts
will not work well, schedule interviews with respondents instead.
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Estimated Costs of Focus Groups and In-Depth Interviews, 2002
|
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These estimated costs are included to suggest how you should budget for focus
groups and in-depth interviews if you are using commercial research firms. Your
actual costs will vary depending upon your geographic location, the intended
audience to be recruited, and the amount of time donated by staff, companies,
and participants. Be sure you do not jeopardize the quality of your results
with a budget that is too small.
The focus group cost estimate in the table assumes that you conduct two groups,
each composed of 10 members of the general public. A group size of 6 to 8 is
sometimes preferred, because it is easier to engage all participants in the
conversation. This estimate is also based on the assumption that each group
session is 2 hours long, is conducted in English, and includes audiotapes.
Staff travel, food for participants, and videotaping are not included.
The in-depth interview estimate assumes a total of ten 30-minute interviews
conducted in English and audiotaped.
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|
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2 Focus Groups
|
10 In-Depth Interviews
|
| Develop screener |
$ 920 - 1,380 |
$ 920 - 1,380 |
| Develop discussion guide |
$ 920 - 1,840 |
$ 920 - 1,840 |
| Recruit |
$1,725 - 2,875 |
$ 860 - 1,725 |
| Rent facility |
$ 705 - 1,380 |
$ 0 - 1,150 |
| Provide respondent incentives |
$ 690 - 1,380 |
$ 0 - 575 |
| Compensate moderator or interviewer to
conduct |
$1,000 - 2,200 |
$ 500 - 1,000 |
| Analyze and report results |
$1,840 - 2,760 |
$1,840 - 2,760 |
| Total |
$7,800 - 13,815* |
$5,040 - 10,430** |
*Add an additional $400-600 for transcribing focus group audiotapes (optional).
**Add an additional $300-400 for transcribing in-depth interview audiotapes
(optional).
|
|
Estimated Costs of Central-Location Intercept Interviews, 2002
|
|
The central-location intercept interview cost estimate below assumes that you
question 100 respondents from the general population for 15 to 20 minutes each.
|
| Develop questionnaire |
$ 460 - 4,025 |
| Produce questionnaire, schedule
facility, phones, and mail |
$ 400 - 600 |
| Screen/conduct interviews |
$1,955 - 4,025 |
| Provide respondent incentives |
$ 345 - 575 |
| Code/enter data/tabulate |
$ 805 - 1,495 |
| Analyze and report results |
$1,495 - 4,025 |
| Total |
$5,460 - 14,745 |
Questionnaire
Contents
Unlike focus groups or in-depth interviews, the questionnaire used in
central-location intercept pretesting is highly structured and contains
primarily multiple choice or closedended questions to permit quick response.
Open–ended questions, which allow free–flowing answers, should be
kept to a minimum because they take too much time for the respondent to answer
and for the interviewer to record. Questions that assess the intended
audience's comprehension and perceptions of the pretest materials form the core
of the questionnaire. A few additional questions, tailored to the specific item
or items being tested ("Do you prefer this picture—or this
one?"), may also be included to meet your program planners' particular
needs. The questionnaire should be pretested before it is used in the field.
See Appendix A
for a sample questionnaire.
Interview Setup
A number of market research companies throughout the country conduct
central–location intercept interviews in shopping malls.You can also
conduct these interviews in clinic waiting rooms, religious institutions,
Social Security offices, schools, work sites, train stations, and other
locations frequented by members of your intended audience. Be sure to obtain
permission well in advance of the time you want to set up interviewing stations
in these locations.
If you are using a market research company to conduct the interviews, you will
need to provide screening criteria, test materials, and the questionnaire. In
some cases, market research companies have offices in shopping malls, and you
can watch the testing through a one-way mirror.
Participant Recruitment
If you or someone in your organization is recruiting the participants, you will
need to develop a script and provide training in approaching members of the
intended audience. For example, if you are recruiting participants in a clinic
waiting room, the interviewer should be familiar with the screening criteria
(e.g., women under 60 years of age) and approach only those people who appear
to fit the criteria. When, after screening, individuals do not qualify to
participate, the interviewer should thank them for their time and indicate that
this study is not the right fit for them but that their willingness to
participate is appreciated. If they do qualify, the interviewer can bring them
to a designated location (e.g., another room or corner of the waiting room) and
proceed with the study.
University and college departments of marketing, communication, or health
education may be able to provide interviewer training or trained student
interviewers. Pretesting is an excellent real–world project for a faculty
member to adopt as a class project or for a master's student to adopt as a
thesis project. However, this approach may mean that it takes longer to
accomplish the research, and you could compromise the quality of the results if
the individuals are not experienced in this type of research.
Theater-Style Tests
Theater testing is often used in the commercial arena to test advertisements for
products and services. Theater testing can also be used to test the
effectiveness of PSAs. In this methodology, participants are invited to a
central location to respond to a pilot for a new television show; in the midst
of viewing the TV pilot, they are shown your PSA or advertisement along with
other ads. Participants complete a questionnaire following the presentation,
first answering questions about the show and then answering questions about how
effectively your message was communicated to them and what their overall
reactions were.
Common Uses
Theater–style tests are most commonly used to test TV advertisements and
PSAs. For theater–style tests to be effective, you must obtain results
from 50 to 100 respondents from each segment you want to test.
Pros
-
You can obtain responses from a large number of respondents at the same time.
-
Theater–style tests more closely replicate what goes on in someone's home when they are watching TV, so you can accurately judge people's reactions to your message.
-
Theater–style tests can be cost–effective if you use donated facilities and equipment.
Cons
-
It is expensive to rent a facility and equipment (if necessary).
-
Your results are not representative of the general population.
General Format
Individuals typical of your intended audience are invited to a conveniently
located meeting room. The room should be set up for screening a television
program. Participants should not be told the real purpose of the session, only
that their reactions to a television program are being sought.
At the session, participants watch a television program. The program can be any
entertaining, nonhealth video approximately 15 to 30 minutes in length. The
videotape is interrupted about halfway through by a sequence of four
commercials. Your message should be inserted between the second and third
commercials. See Appendix A for a description of
how to create a roughcut video for theater-testing your message.
At the end of the program, participants receive a questionnaire and answer
questions designed to gauge their reactions, first to the program and then to
the advertisements. Finally, your ad is played again and participants complete
several questions about your ad. The majority of these questions should be
closed-ended to enable an easy and accurate summary of participant responses.
In more sophisticated theater testing, participants use automated intended
audience response systems to answer questions. Participants are provided with a
small device that has response keys. Once a question is asked, they push a key
to respond and the data are automatically tabulated.You have instant access to
the numbers using this system. In addition, questions can be instantly added or
deleted from the questionnaire based on the previous responses. Using an
automated system is much more costly than using a standard paper-and-pencil
questionnaire.
Other Media You Can Test
This methodology can also be used to test videos by asking participants to view
a series of videos in which yours has been included. Examples of videos that
might be tested include a 15- to 30-minute breast cancer awareness video that
will be played in a clinic or a "how-to" video on administering epinephrine.
These testing sessions will, of course, last longer than those testing ads.
Participants evaluate the videos as described above.
Print advertisements can also be tested using a variation of this methodology.
Several ads, including yours, are inserted into a magazine. Participants are
given an adequate amount of time to read through the article, which includes
your ad and others. After reading the article, participants receive a
questionnaire and answer questions designed to gauge their reactions, first to
the article and then to the advertisements. Finally, your ad is displayed alone
and participants complete several additional questions.
Designing and Conducting a Theater-Style Pretest
The process for conducting a theater–style test includes the following
steps:
-
Planning the pretest
-
Developing the questionnaire
-
Recruiting respondents
-
Preparing for the pretest
-
Conducting the pretest
-
Analyzing the pretest
You may find step 2 also useful for central–location intercept interviews.
Plan the Pretest
Determine:
-
The purpose of the study (e.g., what do you want to learn?)
-
When you need to produce results
-
What your budget is
-
The type and number of people who should participate in the pretest
-
The locations where the pretest will be conducted
To conduct theater testing, you must have a large enough space to accommodate
all of your participants at the same time. You must also ensure that you have
several video monitors so that all participants can adequately view the
program. Space constraints may be overcome by seeking out low-cost facilities
such as a school auditorium or church hall.You may be able to borrow the
audiovisual equipment from these facilities as well. You can also rent space,
such as a hotel ballroom, if you want to test a large number of people. Hotels
often rent audiovisual equipment as well. Reserve facilities and equipment well
in advance of your pretest.
Develop the Questionnaire
To gather useful information from the pretest, you must carefully construct the
questionnaire. See the sidebar Components Used in Most Questionnaires on the
next page for general guidelines. Once you have written your questionnaire, be
sure to test and revise it before you use it with a large number of
respondents.
Recruit Respondents
Participants may be recruited through a market research facility or through
local community organizations. In either case, you will need to provide an
incentive for participants. If using a market research facility, you will also
incur recruiting expenses. If you are working with a community organization,
you may choose to make a donation.
|
ESTIMATED COSTS OF THEATER TESTING, 2002*
|
| Develop questionnaire |
$ 460 – 2,760 |
| Produce questionnaire |
$ 400 – 600 |
| Recruit |
$ 0 – 5,750 |
| Rent audiovisual equipment |
$ 0 – 2,300 |
| Conduct theater test |
$ 0 – 920 |
| Provide respondent incentives |
$ 285 – 2,875 |
| Code/enter data/tabulate |
$ 920 – 3,680 |
| Analyze and report results |
$1,840 – 3,680 |
| Total |
$3,905 – $22,565+ |
| * Estimates assume 50
participants. They exclude facility rental costs. The costs of large
facilities (e.g., hotel ballrooms) vary widely by geographic location. Check
with local facilities for approximate costs. |
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Components Used in Most Questionnaires
|
|
Although the following components should be used in most questionnaires, these
descriptions are specific to a theater-style pretest.
Program Questions
Program questions elicit general intended audience reactions to the program
viewed. Use the questions in Part I of the sample Theater–Style Pretest
Questionnaire in Appendix A as the first page of
your questionnaire.
Recall, Main Idea, and General Reaction Questions
These three standard questions that assess your message’s ability to
attract attention, convey its main point, and create a positive response should
appear on the second page of your questionnaire. Use the questions in Part II
of the sample questionnaire in Appendix A.
These standard questions should be incorporated into the pretest for several
reasons. The questions address the most important indicators of a
message’s potential effectiveness: 1) whether it attracts intended
audience attention (recall), 2) whether it communicates your main point (main
idea), and 3) what respondents thought and felt when they viewed the ad
(reaction).
If you test many ads and always use the same questions, you can develop a
database of results to allow you to assess the relative strength of various
ads.
Specific intended audience Reaction Questions
These provide answers to specific questions you have about your message.
Develop questions that address specific concerns you have about your message.
For example, suppose your message asks viewers to call a toll-free number for
more information. You may want to include a question that asks, "What
action, if any, does the message ask you to take?" A related question may
be, "Did the telephone number appear on the screen long enough for you to
write it down (or remember it)?"
It is best to develop one or more questions addressing each characteristic of
your message. The list below includes various characteristics commonly found in
messages. Note the characteristics that apply to your test message and then
develop questions that focus on those characteristics.
-
Use of music (with or without lyrics)
-
Use of famous spokesperson
-
Use of telephone number/Web site address
-
Request for a particular action
-
Instructions for adopting a specific health behavior
-
Presentation of technical or medical information
-
Presentation of new information
-
Promotion of a sponsoring organization or event
-
People intended to be typical of the intended audience
-
Use of a voice-over announcer
-
Presentation of controversial or unpleasant information
See Part III of the sample in Appendix A
for examples of questions you can use for each message characteristic listed
above. These questions are just examples and should be adapted to your needs.
Remember that the objective of pretesting is to uncover any problems with your
ad before final production.
Demographic Questions
These questions help to record the characteristics of the participants (e.g.,
their sex, age, level of education, health status).
Once you have written your questionnaire, be sure to test it before you use it
with a large number of respondents. After any necessary revisions, you are
ready to make copies for the pretest participants. You will need a cover page
that instructs participants not to open their questionnaires until they are
asked to do so by the meeting host. Place a cover sheet between each part of
the questionnaire and instruct participants not to continue until they are
asked to do so by the meeting host.
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Prepare for the Pretest
Rehearse the testing session at your own office to anticipate and avoid any
problems before actual pretesting. Review the following questions to be sure
that your session will go as smoothly as possible:
-
Is the pretesting videotape ready for use? Are the video and audio portions clear?
-
Is the videotape equipment—recorder and television monitors—functioning properly?
-
Is the facility set up? Is the room reserved? Are there enough chairs? Are extra chairs available in case more people show up than you expect? Do you need another monitor so that everyone will be able to see the program? Is the heat or air conditioning working properly? Do you know where the light switches are? If a microphone is needed, is it set up and functioning properly?
-
Have you made all the necessary staffing arrangements? Are your assistants coming to the session? Do they have transportation and directions for getting there?
-
Have you made enough copies of your pretest questionnaire (including some extras)? Is each questionnaire complete (with no pages missing)? Do you have pencils for participants? Will they need clipboards or pads?
-
Has participant recruitment taken place as scheduled? Did you call and remind participants to attend? Do they have transportation and directions?
-
Has the moderator rehearsed?
Conduct the Pretest
The procedures to follow during the pretest session are relatively simple. The
keys to a successful testing session are to:
-
Be friendly and courteous to participants from the moment they arrive until they leave (remember to say "thank you").
-
Keep calm and cool-headed throughout the session.
-
Anticipate problems in advance (conducting a rehearsal to make sure that both equipment and timing work is a good idea).
The test session should take no more than 1 hour and 15 minutes if you are
organized and well prepared. Follow the steps below to conduct your test:
-
Encourage participants to take a seat as they arrive. Close the doors no later than 10 minutes after the
scheduled starting time.
-
When everyone is seated, introduce yourself by your name only (assuming you are the host). Do not
tell participants the name of your organization during the session because it might bias their responses to your test ad.
-
Thank participants for coming and assure them that the evening should be enjoyable and that they will have
a chance to give their views to the producers of "new" television program material. Discourage participants from talking to one another during the session. Tell them you are interested in their own individual views and that there are no right or wrong answers. Also, encourage them to write their answers clearly in the space provided on the questionnaire.
-
After your introductory remarks, have your assistants hand out the questionnaires (see
Appendix A for a sample), pencils, and clipboards (if needed). Instruct the participants not to open the questionnaire until you ask them to do so. Turn on the video recorder and monitor to begin the test session.
-
Be attentive and watch for any problems with the sound or picture on the monitor. Be sure that the equipment is functioning properly throughout the program.
-
Be prepared to stop the recorder when the television program has ended. Introduce the questions, and thank the participants for their help so far. Ask them to open their questionnaires and complete the questions on the first page.
-
When the participants have finished Part I of the questionnaire, tell them that you would like to gather their reactions to the messages/PSAs that were shown during the program. Have them turn to Part II and instruct them to fill out the questions about the messages.When they have completed these questions, tell them that you want to obtain their reactions to one particular message in the series of messages they viewed.
-
Start the video. (Note: To avoid an awkward pause in the session’s pace, be sure there is not too much lead tape before the message starts.) After your PSA/ad has been replayed, ask participants to turn to the next page of the questionnaire and complete the remaining questions. Encourage them to answer every question and to avoid giving more than one answer, except when this option is indicated on the questionnaire.
-
Circulate through the room to monitor progress and to be sure participants are not discussing their responses. Collect the questionnaires as participants finish.
-
Thank participants for their cooperation. If you have incentives or token gifts, distribute them to participants as they leave. If you have provided a donation to a group in lieu of payment to participants, mention that you hope the group will find the donation helpful.
Analyze the Pretest
Analyze the questionnaires in two steps. First, tabulate or count how many
participants gave each possible response to each question. Next, look for
patterns in the responses to both closed– and open–ended questions.
The patterns will help you draw conclusions about the effectiveness of your
message. See Appendix A for detailed instructions
on tabulating closed- and open-ended questions and for a table of average
ratings to help interpret standard question responses.
At this point, look at the overall results:
-
What did you learn from the pretest?
-
Did your message receive a favorable and appropriate intended audience reaction?
-
Did your mes
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